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The Academy Seeks to Redefine Ties to Industry

Conflict of Interest at the Medical School

By Andrew D. Cohen

The ivory tower and the real world have traditionally had a cozy relationship at Harvard Medical School.

Many Med School faculty do outside work--whether it be as a practicing physician at a local hospital or a researcher for a biomedical company--and most accept it as common practice. That is why so many Med School faculty cringed when Harvard began discussing ways of regulating, and perhaps limiting, the outside work of its physicians.

Harvard, of course, was merely one of many medical schools nationwide looking to scrutinize the outside financial dealings of its doctors, with an eye to whether those dealings were compromising the integrity of research. And Harvard had particular reason to worry, for it was stung by a well-publicized conflict-of-interest controversy just last year.

Yet when Harvard first proposed a set of regulatory guidelines for outside research, the faculty was reluctant to endorse it, saying that it set a bad tone and was too restrictive. Ultimately, a compromise was reached.

Faculty and administrators alike were satisfied with the end result, as Harvard became one of the nation's first medical schools to approve a formal mechanism for overseeing outside research. But outsiders could not help but wonder what the compromise had sacrificed and whether the new guidelines went far enough.

Nobody disputes that the new guidelines--passed by the school's faculty council in March and approved by the Harvard Medical Center last month--are a step in the right direction. Indeed, a growing concern over the effects of financial incentives on medical experimentation has prompted many medical schools nationwide to examine their existing research guidelines.

At Harvard, one incident last year came to symbolize the urgency of the issue. Sheffer C.G. Tseng, a Harvard-affiliated ophthalmologist, reportedly falsified the results of experiments he was conducting on a treatment for dry-eye disease. Tseng was found to have owned substantial stock in the company that manufactured the treatment.

Harvard reacted by conducting its own internal review, which culminated a year later in the new guidelines. Under the guidelines, the Medical School will establish a standing committee to review questionable research activities questionable research activities on a case-by-case basis. Full financial disclosure and approval of the committee will be required for the research to take place.

Faculty are optimistic that the new guidelines will do much to prevent future incidents like the Tseng controversy.

"I think that people should be conscious of conflict of interest, and I hope that this [policy] will create that, without having a stifling effect," says Professor of Surgery Edwin W. Salz-man, a member of the committee that first drafted the guidelines.

In passing the guidelines, professors hoped Harvard could set an example for other medical schools looking to take similar action. And that, many hoped, would eliminate the need for burden-some federal regulation of research.

But if the final compromise satisfied most Med School faculty, it did so only after intense internal debate.

Under the original proposal, the Med School would closely regulate two specific types of activity.

First, doctors would be generally prohibited from conducting research for a company if that company paid them consulting fees or if they held stock in the company. Second, if doctors sat on the Board of Directors of a company for which they were conducting research, their research would have to be closely monitored.

When the administration put the proposal forward however, many Med School faculty opposed the two heavy restrictions. At a February faculty meeting, one of the largest in recent years, doctor after doctor spoke out against the guidelines, saying the rules would create an atmosphere of distrust and damage the industry-academia relationship

Only two of the estimated 100 doctors present spoke out in favor of the guidelines.

So in response, the faculty council watered down the proposal to its final form. That satisfied most faculty and administrators at the Med School, who noted that the school, who noted that the school was requiring financial disclosure without unduly hampering research.

Baruj Benacerraf, committee member and president of the Harvard-affiliated Dana Farber Cancer Institute, says, "In the form in which it is now present, [the guidelines] should not stifle research at all, and it should not impede the development of technology."

Although the guidelines' effectiveness depend largely on the performance of the to-be-named committee, and although the new committee's powers and composition are still uncertain, Med School faculty were optimistic that the committee would gradually develop a sense for what activities should be prohibited.

"One of the things that has to come out of this is over the next year or two, we'll start learning [what activities should be allowed]," said Lehman Professor of Microbiology and Molecular Genetics Bernard N. Fields, who spoke out against the original document because of its negative tone.

"I think [the new guidelines] will accomplish the goals of the policy in general, and at the same time, policy will permit certain activities to go forward, which will provide for the public good, but which would have otherwise not been allowed by a blanket provision," says Andrus Professor of Genetics Philip Leder, a committee member.

Criticism of Guidelines

But not everyone is so content with the end result. Jaron Bourke '88, director of the Ralph Nader-sponsored group Harvard Watch, has sent letters to President Derek C. Bok and the heads of the Harvard hospitals criticizing the guidelines for their flexibility. He says that even under the new guidelines, Harvard's researchers are still not accountable to the public.

"At stake is the dwindling pool of independent scientists and doctors," Bourke says. "Shall we entrust it to Harvard's anonymous and directionless committees? The prospect is Reaganesque."

In all likelihood, the new guidelines will seriously affect a small minority of professors who currently already have strong ties to industry, according to Assistant Professor of Health Policy David Blumenthal.

"[The new policy] may deter some people who have had consulting relationships predating their research relationship," Blumenthal said.

But Barbara J. McNeil, who chaired the conflict-of interest committee, says she does not expect the policy to hinder new research at all.

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